SH
Shalane K. Hertel
BANKERS LIFE ADVISORY SERVICES
Salem, OR 97302
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CRD#: 6817344
SH
Professional summary
Shalane Kaye Hertel, who also goes by Shalene Hertel, Shalane Kaye Wilson, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Salem, Oregon and BANKERS LIFE SECURITIES, INC. located in Salem, Oregon.
Shalane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Shalane has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shalene Hertel | Shalane Kaye Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE POSITION: Insurance Agent NATURE: Life & Health Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 11/01/2012 ADDRESS: 1220 20th St SE, #100, Salem OR 97306, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. TRUST POSITION: Trustee NATURE: I will be acting as sole trustee for my mothers inheritance. I will be distributing money and investing it for her sole benefit. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2025 ADDRESS: 1790 Barnes Ave SE, Salem OR 97306, United States DESCRIPTION: I will be acting as sole trustee for my mothers inheritance. I will be distributing money and investing it for her sole benefit.
CRS (Client Relationship Summary) - RIA
Click below to view Shalane Kaye Hertel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2021 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1220 20th Street Se Ste 100, Salem, OR 97302RIA
CRD#: 281285
Salem, OR
Current
August 8, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1220 20th Street Se Ste 100, Salem, OR 97302BD
CRD#: 173962
Salem, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(8/8/2017)
IAR
Oregon(5/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Salem, OR 97302TRUST BUT VERIFY
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