SA
Samuel Avis
MARATHON TRADING GROUP LLC
Wayne, PA 19087
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CRD#: 6815532
SA
Professional summary
Samuel Avis is a registered financial professional currently at MARATHON TRADING GROUP LLC located in Wayne, Pennsylvania.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Samuel Avis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2023 - Present
MARATHON TRADING GROUP LLC
Office #1: 100 Matsonford Road, Building 4, Suite 255, Wayne, PA 19087Office #2: 100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087BD
CRD#: 165584
Wayne, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 3/2/2023
Securities Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
Current Firm
MT
MARATHON TRADING GROUP LLC
MARATHON TRADING GROUP LLC
CRD#: 165584 / SEC#: , 8-69169
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087
Mailing Address
100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087
Phone number
(610) 254-4890
Established
Delaware since 08/17/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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