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RJ

Ramsey L. Jones

Some features on this profile are disabled
CRD#: 6813697
RJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ramsey Lewis Jones was a registered financial professional .

Ramsey is a previously registered financial professional and started their career in finance in 2018. Ramsey had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 1, 2021 - May 17, 2023

RUBICON CAPITAL ADVISORS

BD
CRD#: 283566
NEW YORK, NY
Past

August 15, 2018 - August 31, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/15/2018
Investment Banking Registered Representative Examination

Current Firm

RC
RUBICON CAPITAL ADVISORS
CADIA CAPITAL ADVISORS, LLC | RUBICON CAPITAL ADVISORS

CRD#: 283566 / SEC#: , 8-69763

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6
Mailing Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6
Phone number
(212) 974-2610
Established
Delaware since 12/21/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CADIA CAPITAL IRELAND LIMITEDMANAGING MEMBER
BOWDEN, BARRYCFO/FINOP6632988
GRIFFIN, AENEAS PATRICKCEO/ PRESIDENT3115750
KOWALSKI, DEIRDRE PATTENCCO1357509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUBICON CAPITAL ADVISORS

CRD#: 283566

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