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Barry Philip Bowden

RUBICON CAPITAL ADVISORS
DUBLIN 4,
·CRD# 6632988·9 years experience

Professional Summary

Barry Philip Bowden, who also goes by Barry Bowden, is a registered financial advisor currently at RUBICON CAPITAL ADVISORS. Barry is registered as a RR (Registered Representative) and started their career in finance in 2017. Barry has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry Bowden

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

RUBICON CAPITAL ADVISORS·CRD# 283566
BD
1. 10 Pembroke Place Ballsbridge, Dublin 4, D04 V1W62. 10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6
November 30, 2017 - Present

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Current Firm

RC
RUBICON CAPITAL ADVISORS

CADIA CAPITAL ADVISORS, LLC | RUBICON CAPITAL ADVISORS

CRD#: 283566 / SEC#: 8-69763
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6

Mailing Address

10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6

Phone Number

(212) 974-2610

Established

Delaware since 12/21/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CADIA CAPITAL IRELAND LIMITEDMANAGING MEMBER—
BOWDEN, BARRYCFO/FINOP6632988
GRIFFIN, AENEAS PATRICKCEO/ PRESIDENT3115750
KOWALSKI, DEIRDRE PATTENCCO1357509

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jul 2017About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Barry Philip Bowden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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