Jonathan R. Tobin
Professional summary
Jonathan Richard Tobin, who also goes by Jonathan Tobin, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2018. Jonathan has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Richard Tobin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2021 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280November 12, 2019 - August 19, 2021
DIMENSIONAL FUND ADVISORS LP
November 12, 2019 - August 19, 2021
DFA SECURITIES LLC
November 23, 2018 - October 23, 2019
RAYMOND JAMES & ASSOCIATES, INC.
October 22, 2018 - October 23, 2019
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2024)
(8/22/2021)
Exams
Series 79TO
Date: 3/16/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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