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Cooper Jay Parks

CRD# 6795053·Registered 2018 - 2025
Previously Registered: Being a previously registered professional could mean that Cooper is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cooper Jay Parks was a registered financial advisor. Cooper was a previously registered financial professional and started their career in finance 2018 - 2025. Cooper had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

MERIDIAN PLATFORM SECURITIES, LLC·CRD# 287845
BD
Wayne, PA
February 5, 2024 - July 22, 2025
D.E. SHAW SECURITIES, L.L.C.·CRD# 24332
BD
New York, NY
July 8, 2021 - June 28, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
September 4, 2018 - March 29, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 27, 2018 - March 29, 2021

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Current Firm

MP
MERIDIAN PLATFORM SECURITIES, LLC

EC SECURITIES LLC | VOYAGER GLOBAL ADVISORS LLC | MERIDIAN PLATFORM SECURITIES, LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC

CRD#: 287845 / SEC#: 8-69913
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087

Mailing Address

One Devon Square 724 W. Lancaster Avenue, Suite 218, Wayne, PA 19087

Phone Number

(415) 209-5123

Established

California since 01/23/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AL ADVISORS MANAGEMENT, INC.PARENT COMPANY—
SILVESTRO, MICHELE ANNPRINCIPAL FINANCIAL OFFICER/FINOP6960939
SUTTON, SARAH JEANCHIEF COMPLIANCE OFFICER4151257
ZIEMBA, CHARLES BRADLEYCHIEF EXECUTIVE OFFICER2958875

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2018About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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