Dennis M. Gambino

TRG INVESTMENT ADVISORS

West Lebanon, NH 03784

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CRD#: 6793488

Professional summary

Dennis Mark Gambino is a registered financial advisor currently at TRG INVESTMENT ADVISORS, LLC located in West Lebanon, New Hampshire.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Dennis has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Mark Gambino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2023 - Present

TRG INVESTMENT ADVISORS, LLC

Office #1: 1 Oak Ridge Roadbuilding #2, West Lebanon, NH 03784

RIA

CRD#: 315629

West Lebanon, NH

Past

May 4, 2022 - February 3, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HANOVER, NH

Past

May 4, 2022 - February 3, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HANOVER, NH

Past

February 24, 2021 - April 5, 2022

MORGAN STANLEY

RIA

CRD#: 149777

LEBANON, NH

Past

October 28, 2020 - April 5, 2022

MORGAN STANLEY

CRD#: 149777

LEBANON, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRG INVESTMENT ADVISORS, LLC

TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC

CRD#: 315629 / SEC#: 801-122090

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(2/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/12/2020

Securities Industry Essentials Examination

Current Firm

TRG INVESTMENT ADVISORS, LLC

TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC

CRD#: 315629 / SEC#: 801-122090

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

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Contact information

Main Address

48 Harris Place, Brattleboro, VT 05301

Mailing Address

Po Box 820, Brattleboro, VT 05302

Phone number

(800) 222-6016

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (10/28/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	534
AUM (Assets Under Management)	$ 1,113,838,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis M. Gambino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Mark Gambino's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

TRG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2021

Series 7TO

Date: 10/28/2020

SIE

Date: 2/12/2020

Current Firm

TRG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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