TL
Todd Leet
CONCORDE ASSET MANAGEMENT
Mason City, IA 50401
Some features on this profile are disabled
CRD#: 6791977
TL
Professional summary
Todd Leet, who also goes by Todd Whitney Leet, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Mason City, Iowa and CONCORDE INVESTMENT SERVICES, LLC located in Mason City, Iowa.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Todd has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Whitney Leet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mason City Chamber of Commerce, Non Investment related, 103 E State St, Ste 438, Mason City IA 50401, help support the chamber staff and programs as needed, Board of Directors, DVP of Membership and community, to support small businesses and economy in general in the community, Start date 10/14/2021, 1-5 hours/month during non trading hours, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 2) Concorde Asset Management, Investment related, St. Louis Park MN, Advisory Services, Wealth Strategist, advisory investments, insurance, annuities. Start date 10/02/2023, 1-5 hours/month during non trading hours, 40+ hours during trading hours. 3) Concorde Insurance Agency, Investment related, St Louis Park MN, Insurance, Wealth Strategist, investments, insurance, annuities. provide insurance services to clients when appropriate. Start date 10/02/2023, 1-5 hours/month during non business hours, 40+ hours during trading hours. 4) Wealth Progression Group, Investment related, 103 E State St, Ste 438, Mason City IA, 50401, Wealth Strategist, helping clients progress through their financial journey, Start Date 10/02/2023, 1-5 hours/month during non trading hours. 40 + hours during trading hours. 5) One Vision, non-investment related. Clear Lake, IA. Foundation Board Member, provide strategic leadership, strengthen donor/community relationships, and contribute to personal/professional expertise to ensure success of the foundation. Start date: 10/15/2025. 1-5 hours a month during trading hours, 1-5 hours a month during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Leet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2023 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 103 E State St Suite 438, Mason City, IA 50401RIA
CRD#: 140367
Mason City, IA
Current
October 3, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 103 E State St Suite 438, Mason City, IA 50401Office #2: 5775 Wayzata Blvd Suite 700, St Louis, MN 55416BD
CRD#: 151604
Mason City, IA
Past
October 6, 2017 - October 4, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Mason City, IA
Past
August 11, 2017 - October 4, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Mason City, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2023)
RR
Florida(10/3/2023)
IAR
Florida(3/26/2025)
RR
Iowa(10/3/2023)
IAR
Iowa(10/3/2023)
RR
Massachusetts(10/19/2023)
IAR
Massachusetts(3/27/2024)
RR
Minnesota(10/3/2023)
IAR
North Carolina(6/25/2025)
RR
North Carolina(8/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367Mason City, IA 50401TRUST BUT VERIFY
Monitor Todd Leet
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
