Adam J. Zibly
FINALIS SECURITIES LLC
New York, NY 10003
CRD#: 7417963
Professional summary
Adam Zibly Partner, Absolute Global Partners • Over 13 years of experience in capital raising and investor relations for alternative investments and financial services. Held senior position at Colony Capital (now DigitalBridge) as Investor Relations Executive for the Asia Pacific Region. Lived and worked in Asia for over 13 years; fluent in Mandarin. • B.S. College of Business, University of Rhode Island; M.S. School of Management, Zhejiang University. • Adam is a Registered Representative of Finalis Securities LLC Member FINRA/SIPC.
Question & Answer
What are your service offerings?
Alternative Investments
Do you have an area of expertise or specialization?
Capital Raising
Are you a "fiduciary"?
No
Aliases
Adam Zibly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Joseph Zibly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Rhode Island
B.S. - College of Business
Zhejiang University
M.S. - School of Management
Experience
Current
August 5, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003BD
CRD#: 305908
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/9/2024)
RR
Tennessee(11/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 8/5/2021
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
