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Adam M. Dings

PNFP CAPITAL MARKETS
Charlotte, NC 28210
Some features on this profile are disabled
CRD#: 6791497
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Professional summary

Adam Michael Dings, who also goes by Adam Dings, is a registered financial professional currently at PNFP CAPITAL MARKETS, INC. located in Charlotte, North Carolina.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2017. Adam has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adam Dings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Dings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2024 - Present

PNFP CAPITAL MARKETS, INC.

Office #1: 6000 Fairview Road Suite 1105, Charlotte, NC 28210
BD
CRD#: 179528
Charlotte, NC
Past

August 14, 2023 - November 18, 2024

FIDUS SECURITIES, LLC

BD
CRD#: 132882
CHARLOTTE, NC
Past

November 17, 2020 - July 27, 2023

NORTH POINT MERGERS AND ACQUISITIONS, INC.

BD
CRD#: 133300
New York, NY
Past

October 8, 2018 - October 12, 2020

EDGEMONT CAPITAL PARTNERS, L.P.

BD
CRD#: 122572
NEW YORK, NY
Past

May 18, 2017 - September 24, 2018

LINCOLN INTERNATIONAL LLC

BD
CRD#: 42045
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(5/6/2025)
RR
North Carolina
(11/19/2024)
RR
Tennessee
(11/19/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/18/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PNFP CAPITAL MARKETS, INC.
PNFP CAPITAL MARKETS, INC.

CRD#: 179528 / SEC#: , 8-69608

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Mailing Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Phone number
(615) 743-8271
Established
Tennessee since 02/09/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE BANKOWNER
BRANT, DAVID ROBERTFINOP/CFO2718478
JAMES, DAVID MORRISCCO/AMLCO/EXECUTIVE REPRESENTATIVE1843062
MCINTYRE, LARUE GEEDEPUTY CCO717700
WUNDERLICH, GARY KENT JRPRESIDENT/CEO2256877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNFP CAPITAL MARKETS, INC.

CRD#: 179528Charlotte, NC 28210

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