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Maxwell C. Carty

ANDERSON LENEAVE & CO.
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 6791373
MC

Professional summary

Maxwell Crosby Carty, who also goes by Maxwell Carty, Maxwell Crosby Carty, is a registered financial professional currently at ANDERSON LENEAVE & CO. located in Charlotte, North Carolina.

Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2024. Maxwell has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maxwell Carty | Maxwell Crosby Carty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell Crosby Carty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2024 - Present

ANDERSON LENEAVE & CO.

Office #1: 6805 Carnegie Blvd., Suite 210, Charlotte, NC 28211
BD
CRD#: 104101
Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/17/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/9/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ANDERSON LENEAVE & CO.
ANDERSON LENEAVE & CO. | BISHOP ANDERSON LENEAVE & CO.

CRD#: 104101 / SEC#: , 8-52584

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
6805 Carnegie Blvd., Suite 210, Charlotte, NC 28211
Mailing Address
6805 Carnegie Blvd., Suite 210, Charlotte, NC 28211
Phone number
(704) 552-9212
Established
North Carolina since 08/04/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LENEAVE, GREGORY MARSHALLCEO, CFO AND CCO2869385
HUNTER, THOMAS ALLISON IVVICE PRESIDENT AND DIRECTOR2768781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDERSON LENEAVE & CO.

CRD#: 104101Charlotte, NC 28211

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