YZ
Ye Zang
CETERA INVESTMENT ADVISERS LLC
ROCKVILLE, MD
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CRD#: 6785860
YZ
Professional summary
Ye Zang is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rockville, Maryland and CETERA WEALTH SERVICES, LLC located in Rockville, Maryland.
Ye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ye has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Elizabeth Ye Zang, CPA, LLC 18 Ritchfield Court Rockville MD 20850 Tax Preparation/Accounting Owner/Sole Proprietor 2/1/2010 120hrs~60hrs Perform accounting and tax preparation services for clients. Oversee daily operations 2) RENTAL-4430 WRENWOOD, MD 21029 POSITION: 50% owner NATURE: Residential rental-4430 Wrenwood Ave., Baltimore, MD 21029 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 18 Ritchfield Court, Rockville MD 20850, United States DESCRIPTION: 50% owner. The property is managed by the other 50% owner. I do not do anything. 3) RENTAL-3327 EDMONDSON, MD 21229 POSITION: 50% owner NATURE: Residential Rental-3327 Edmondson Ave., MD 21229 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 18 Ritchfield Court, Rockville MD 20850, United States DESCRIPTION: 50% owner. The rental has been managed by the other 50% owner. I do not do anything. 4) RENTAL-423 ANNABEL, MD 21225 POSITION: 50% owner NATURE: Residential rental-423 Annabel Ave;., Baltimore, MD 21225 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2013 ADDRESS: 18 Ritchfield Court, Rockville MD 20850, United States DESCRIPTION: None. Property is managed by the other 50% owner. I do not do anything. 5) RENTAL-124 CULVER ST., MD 21229 POSITION: 50% owner NATURE: Residential rental-124 Culver St., Baltimore, MD 21229 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 18 Ritchfield Court, Rockville MD 20850, United States DESCRIPTION: 50% owner. The other 50% owner manages this property. I do not do anything. 6) RENTAL-1249 FLAT ROCK, VA 23821 POSITION: owner NATURE: Residential Rental-1249 Flat Rock Rd., Alberta, VA 23821 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2019 ADDRESS: 18 Ritchfield Court, Rockville MD 20850, United States DESCRIPTION: Owner. Hired a property mgmt company to manage the property for me.
CRS (Client Relationship Summary) - RIA
Click below to view Ye Zang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROCKVILLE, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Rockville, MD
Past
July 29, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Rockville, MD
Past
June 6, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Rockville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Ohio(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
