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NV

Norma A. Vasquez

JSF FINANCIAL
Los Angeles, CA 90048
Some features on this profile are disabled
CRD#: 6782387
NV

Professional summary

Norma Araceli Vasquez is a registered financial advisor currently at JSF FINANCIAL, LLC located in Los Angeles, California and NEWEDGE SECURITIES, LLC located in Los Angeles, California.

Norma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Norma has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norma Araceli Vasquez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2021 - Present

JSF FINANCIAL, LLC

Office #1: 6300 Wilshire Blvd Suite 2200, Los Angeles, CA 90048
RIA
CRD#: 114025
Los Angeles, CA
Current

July 11, 2025 - Present

NEWEDGE SECURITIES, LLC

Office #1: 6300 Wilshire Blvd Suite 2100, Los Angeles, CA 90048
BD
CRD#: 10674
LOS ANGELES, CA
Past

August 10, 2017 - May 11, 2021

CHURCHILL MANAGEMENT GROUP

RIA
CRD#: 109651
Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JSF FINANCIAL, LLC
JEFFREY SETH FISHMAN | JSF FINANCIAL, LLC

CRD#: 114025 / SEC#: 801-71250

RIA
Registered Investment Advisory firm - (3/30/2010 Approved)
California
Registered Investment Advisory firm - (4/13/2010 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(8/12/2021)
RR
California
(8/20/2025)
RR
Florida
(1/7/2026)
RR
New York
(1/7/2026)
RR
Pennsylvania
(1/7/2026)
RR
Tennessee
(1/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/10/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

JF
JSF FINANCIAL, LLC
JEFFREY SETH FISHMAN | JSF FINANCIAL, LLC

CRD#: 114025 / SEC#: 801-71250

RIA
Registered Investment Advisory firm - (3/30/2010 Approved)
California
Registered Investment Advisory firm - (4/13/2010 Terminated)
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Contact information

Main Address
6300 Wilshire Blvd. Suite 2100, Los Angeles, CA 90048
Mailing Address
Phone number
(323) 866-0833
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: JSF FINANCIAL LLC FIRM BROCHURE (4/2/2025)
PART 2A APPENDIX 1 OF FORM ADV: JSF WRAP FEE PROGRAM BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts2,633
AUM (Assets Under Management)$ 1,730,429,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JSF FINANCIAL, LLC

CRD#: 114025Los Angeles, CA 90048

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