Julian John V. De Castro
Professional summary
Julian John Veridiano De Castro, who also goes by Julian Veridiano De Castro, Vulian John Veridiano De Castro, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC .
Julian John is registered as a RR (Registered Representative) and started their career in finance in 2017. Julian John has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian John Veridiano De Castro's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
October 18, 2022 - March 7, 2023
PRINCIPAL SECURITIES, INC.
February 23, 2018 - October 8, 2021
E*TRADE SECURITIES LLC
April 25, 2017 - November 20, 2017
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
