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Find, Compare and Monitor Financial Advisors at ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALLIANCE-ONE INVESTMENTS, LLC is located at 4000 N Mingo Rd, Tulsa, OK 74116 and was first established at New Orleans, Delaware in 10/20/2016. After operating for 9 years, ALLIANCE-ONE INVESTMENTS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLIANCE-ONE INVESTMENTS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALLIANCE-ONE INVESTMENTS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLIANCE-ONE INVESTMENTS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLIANCE-ONE INVESTMENTS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLIANCE-ONE INVESTMENTS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALLIANCE-ONE INVESTMENTS, LLC Comes From

Understanding the Statistics for ALLIANCE-ONE INVESTMENTS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4000 N Mingo Rd, Tulsa, OK 74116
Mailing Address
4000 N Mingo Rd, Tulsa, OK 74116
Firm Size
Medium
Phone Number
(918) 281-1820
Established
Delaware since 10/20/2016
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALLIANCE-ONE HOLDINGS, LLCSOLE MEMBER
ARBO, WILLIAM CHARLESCEO/CHIEF FINANCIAL OFFICER1773016
TOOMEY, JAY ALANCHIEF COMPLIANCE OFFICER2514959

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Advisor's working at ALLIANCE-ONE INVESTMENTS, LLC

SW

Susan Marie Wiltgen

Sue Marie Siddell, Susan Marie Siddell, Suzie Marie Siddell, Sue Marie Wiltgen, Suzie Marie Wiltgen
RR
CRD#: 1716698
Location:
Tulsa, OK 74116
Company:
ALLIANCE-ONE INVESTMENTS, LLC
Disclosures:
Experience:
5 years
View Profile
RH

Robin Lee Horton

Robin Lee Fritz
RR
CRD#: 1610341
Location:
Tulsa, OK 74116
Company:
ALLIANCE-ONE INVESTMENTS, LLC
Disclosures:
Experience:
30 years
View Profile
JQ

James B Quinn

James Brian Quinn, Jim Quinn
RR
CRD#: 1681523
Location:
Tulsa, OK 74116
Company:
ALLIANCE-ONE INVESTMENTS, LLC
Disclosures:
Experience:
16 years
View Profile
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