Christopher L. Ward
Professional summary
Christopher Lawrence Ward is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2017. Christopher has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Lawrence Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 1270 Avenue Of The Americas Suite 930, New York, NY 10020April 26, 2017 - April 29, 2024
HALES SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(4/29/2024)
Exams
FINRA
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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