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FIRM PROFILE
Overview
DOWLING & PARTNERS SECURITIES LLC is located at 190 Farmington Avenue, Farmington, CT 06032 and was first established at Boston, Connecticut in 07/01/1994. After operating for 31 years, DOWLING & PARTNERS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DOWLING & PARTNERS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. DOWLING & PARTNERS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DOWLING & PARTNERS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DOWLING & PARTNERS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DOWLING & PARTNERS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DOWLING & PARTNERS SECURITIES LLC Comes From
Understanding the Statistics for DOWLING & PARTNERS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
190 Farmington Avenue, Farmington, CT 06032
190 Farmington Avenue, Farmington, CT 06032
Small
(860) 676-8600
Connecticut since 07/01/1994
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DOWLING CORPORATION | 100% OWNER | ||
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 | |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 | |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 | |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 | |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 | |
| NIXON, JON ALAN | FINOP | 4710715 |
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Advisor's working at DOWLING & PARTNERS SECURITIES LLC
Jon Alan Nixon
Thomas Arthur Byrne
Krista Ann Hilbie
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