Kevin Finnegan
Professional Summary
Kevin Finnegan, who also goes by Kevin Gregory Finnegan, is a registered financial advisor currently at APEX CLEARING CORPORATION located in Dallas, Texas and APEX FINTECH BROKERAGE SERVICES located in Dallas, Texas. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2022. Kevin has worked at 2 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Gregory Finnegan
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
APEX DIRECT | FINTRON INVEST LLC | FINTRON INVEST | APEX FINTECH BROKERAGE SERVICES LLC | APEX FINTECH BROKERAGE SERVICES
Contact Information
Main Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201Mailing Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201Phone Number
(214) 765-1297Established
New York since 08/29/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Finnegan's CRS (Customer Relationship Summary).
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