Michael Lloyd Oxley
Professional Summary
Michael Lloyd Oxley is a registered financial advisor currently at APEX CLEARING CORPORATION located in Dallas, Texas and APEX FINTECH BROKERAGE SERVICES located in Dallas, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
APEX DIRECT | FINTRON INVEST LLC | FINTRON INVEST | APEX FINTECH BROKERAGE SERVICES LLC | APEX FINTECH BROKERAGE SERVICES
Contact Information
Main Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201Mailing Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201Phone Number
(214) 765-1297Established
New York since 08/29/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/29/2015)
(4/29/2015)
(4/27/2015)
(5/12/2015)
(4/29/2015)
(2/4/2015)
(2/4/2015)
(4/30/2015)
(2/4/2015)
(2/4/2015)
(9/17/2015)
(5/7/2015)
(2/4/2015)
(2/4/2015)
(5/18/2015)
(9/17/2015)
(5/8/2015)
(9/17/2015)
(2/4/2015)
(2/5/2015)
(2/4/2015)
(5/12/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(2/9/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(2/4/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(2/4/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(2/4/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(3/30/2026)
(4/17/2015)
(9/17/2015)
(2/4/2015)
(5/27/2016)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
(9/17/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Lloyd Oxley's CRS (Customer Relationship Summary).
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