MM
Mark Meier
LESKO SECURITIES
Vestal, NY 13850
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CRD#: 6774118
MM
Professional summary
Mark Meier Jr., who also goes by Mark Meier, Mark A Meier, is a registered financial advisor currently at LESKO SECURITIES INC. located in Vestal, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Mark has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Meier | Mark A Meier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 50% owner Limited Liability Company, Meier Property LLC 139-143 Washington Ave. Endicott New York 13760, Maintain property as detached office. Start date: 03/14/2022. LLC owns a commercial property with tenants and therefore act in a landlord capacity. Maintain the property on a weekly basis but not during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Meier Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Meier Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2023 - Present
LESKO SECURITIES INC.
Office #1: 400 Plaza Drive Ste A, Vestal, NY 13850RIA
BD
CRD#: 10091
Vestal, NY
Current
July 6, 2023 - Present
LESKO SECURITIES INC.
Office #1: 400 Plaza Drive Ste A, Vestal, NY 13850RIA
BD
CRD#: 10091
Vestal, NY
Past
November 14, 2017 - July 6, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ENDICOTT, NY
Past
August 3, 2017 - July 6, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ENDICOTT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LESKO SECURITIES INC.
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
CRD#: 10091 / SEC#: 801-110085, 8-26408
RIA
Registered Investment Advisory firm - SEC (3/20/2017 Approved)New York
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/6/2023)
RR
Florida(7/6/2023)
RR
New Jersey(7/6/2023)
RR
New York(7/6/2023)
IAR
New York(7/6/2023)
RR
North Carolina(7/6/2023)
RR
Pennsylvania(7/6/2023)
RR
South Carolina(6/20/2024)
RR
Texas(7/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LESKO SECURITIES INC.
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
CRD#: 10091 / SEC#: 801-110085, 8-26408
RIA
Registered Investment Advisory firm - SEC (3/20/2017 Approved)New York
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 Plaza Dr Ste A, Vestal, NY 13850
Mailing Address
400 Plaza Dr Suite A, Vestal, NY 13850
Phone number
(607) 724-2421
Established
Delaware since 11/05/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (10 States and Territories)
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LESKO FINANCIAL SERVICES, INC. | OWNER | |
| HAMPTON, WILLIAM CHARLES | TREASURER | 1823025 |
| HARTUNG, ROBERT SCOTT | VICE PRESIDENT | 1295142 |
| LALOVIC, NIKOLA | GENERAL SECURITIES PRINCIPAL | 6513315 |
| LESKO, GREGORY STEPHEN | GENERAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | ROSFP | 1175893 |
| LESKO, GREGORY STEPHEN | CEO / CCO | 1175893 |
| LESKO, GREGORY STEPHEN | MUNICIPAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | PRESIDENT | 1175893 |
| PICHURA, RICHARD JAMES | SECRETARY | 4065566 |
| STEBBINS, KAREN MARIE | OPERATIONS MANAGER | 4152490 |
| STEBBINS, KAREN MARIE | GENERAL SECURITIES PRINCIPAL | 4152490 |
| THORNTON, STEVEN LEE | PFO & FINOP | 4496384 |
Regulatory assets under management
| Total Number of Accounts | 2,313 |
| AUM (Assets Under Management) | $ 597,142,817 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LESKO SECURITIES INC.
CRD#: 10091Vestal, NY 13850TRUST BUT VERIFY
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