Nainesh A. Shah

COMPLETE ADVISORS

Valley Stream, NY 11581

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CRD#: 6770965

Professional summary

Nainesh A Shah is a registered financial advisor currently at COMPLETE ADVISORS located in Valley Stream, New York.

Nainesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nainesh has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nainesh A Shah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2021 - Present

COMPLETE ADVISORS

Office #1: 181 S. Franklin Ave. Suite 303, Valley Stream, NY 11581

RIA

CRD#: 307127

Valley Stream, NY

Past

June 10, 2017 - October 30, 2017

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPLETE ADVISORS

COMPLETE ADVISORS | COMPLETE ADVISORS PLUS LLC | COMPLETE ADVISORS PLUS

CRD#: 307127 / SEC#: 801-118206

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2017

General Securities Representative Examination

Current Firm

COMPLETE ADVISORS

COMPLETE ADVISORS | COMPLETE ADVISORS PLUS LLC | COMPLETE ADVISORS PLUS

CRD#: 307127 / SEC#: 801-118206

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

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Contact information

Main Address

181 S. Franklin Ave. Suite 303, Valley Stream, NY 11581

Mailing Address

Phone number

(516) 240-6161

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPLETE ADVISORS BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 67,254,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nainesh A. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nainesh A Shah's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPLETE ADVISORS

UNIFIED FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

COMPLETE ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2017

SIE

Date: 10/30/2017

Series 7

Date: 6/10/2017

Current Firm

COMPLETE ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPLETE ADVISORS

TRUST BUT VERIFY

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