AE
Ann E. Everhart
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Fort Collins, CO
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CRD#: 6765667
AE
Professional summary
Ann Elizabeth Everhart, who also goes by Ann Everhart, Ann Everhart Neal, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fort Collins, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Boulder, Colorado.
Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ann has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ann Everhart | Ann Everhart Neal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANN NEAL, SOLE PROPRIETOR, 231 S HOWES ST FORT COLLINS CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/2020, INV REL, OWNER, 40/WK 20/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 30 HR/TRADING, 11/2020 3) ANN NEAL INC, 5900 BLUE SPRUCE DR BELLVUE CO, DBA, OWNER, 11/2020, NIR, 40 HR/MO 40 HR/MO TRADING 4) ANN NEAL INC, 1636 REMINGTON ST FORT COLLINS CO, SPEAKING ENGAGEMENTS, 03/2O21, NIR, 4 HR/MO 0 HR/ MO TRADING 5) SOPRIS WEALTH ADVISORS LLC, 231 S HOWES ST FORT COLLINS CO, 06/2022, PARTNER, DBA, NIR, 10 HR/MO 10 HR/MO TRADING 6) ANN EVERHART INC, 1636 REMINGTON ST FORT COLLINS CO, 11/2020, OWNER, CONSULTING/COACHING, NIR, 4 HR/MO 0 HR/MO TRADING 7) DOOR DASH, FORT COLLINS CO, 05/2024, 1099 CONTRACTOR, DERLIVERY DRIVER, NIR, 10 HR/MO 0 HR/MO TRADING 8) GENEROSITY WEALTH MANAGEMENT, 885 Arapahoe Ave, Boulder CO 80302, 11/01/2024, Partner, Using a Trade Name / DBA, NIR, 10 HR/MO, 10 HR/MO TRADING. 9) ANN EVERHART, 1636 Remington St, Fort collins CO 80525, United States, 02/28/2025, Owner, Real Estate, NIR, 8 HR/MO, 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Ann Elizabeth Everhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 885 Arapahoe Ave, Boulder, CO 80302RIA
CRD#: 134139
Fort Collins, CO
Current
November 11, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 885 Arapahoe Ave, Boulder, CO 80302BD
CRD#: 39543
Boulder, CO
Past
September 8, 2020 - November 17, 2020
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
FORT COLLINS, CO
Past
May 18, 2017 - November 17, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FORT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/11/2020)
RR
Colorado(11/11/2020)
IAR
Colorado(11/11/2020)
RR
Illinois(5/27/2021)
RR
New York(11/11/2020)
RR
Texas(12/21/2023)
IAR
Texas(12/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/26/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
