Alexander D. Meigh
Professional summary
Alexander Donald Meigh is a registered financial professional currently at RUFFER LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2017. Alexander has worked at 3 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Donald Meigh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2024 - Present
RUFFER LLC
Office #1: 300 Park Avenue Suite 1710, New York, NY 10022Office #2: 300 Park Avenue Suite 1710, New York, NY 10022March 30, 2021 - July 12, 2022
BELLE HAVEN INVESTMENTS, L.P.
March 28, 2017 - April 19, 2021
SCHRODER FUND ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
Exams
Series 52TO
Date: 5/5/2021
Municipal Securities Representative ExaminationFINRA
Current Firm
RUFFER LLC
CRD#: 322523 / SEC#: , 8-70952
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUFFER IH LIMITED | MEMBER | |
| BRANT, DAVID ROBERT | FINOP, POO, PFO | 2718478 |
| GIMPEL, BRUCE PAUL | MEMBER OF BOARD OF DIRECTORS | 2682838 |
| KUTNEY, CHAD WILLIAM | APPOINTED MANAGER, MEMBER BOARD OF DIRECTORS, DIRECTOR - US INSTITUTIONAL | 4229844 |
| MEIGH, ALEXANDER DONALD | CCO AND AMLCO | 6758162 |
| MOUNTAIN, SIMON OLIVER | MEMBER OF BOARD OF DIRECTORS | 7770385 |
Red Flags
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