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FIRM PROFILE
Overview
RUFFER LLC is located at 300 Park Avenue Suite 1710, New York, NY 10022 and was first established at New York, Delaware in 04/01/2022. After operating for 3 years, RUFFER LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RUFFER LLC’s clients are individuals and 0% of their clients are high net worth individuals. RUFFER LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RUFFER LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RUFFER LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RUFFER LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RUFFER LLC Comes From
Understanding the Statistics for RUFFER LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
300 Park Avenue Suite 1710, New York, NY 10022
300 Park Avenue Suite 1710, New York, NY 10022
Small
+1 (203) 524-8145
Delaware since 04/01/2022
Limited Liability Company
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RUFFER IH LIMITED | MEMBER | ||
| BRANT, DAVID ROBERT | FINOP, POO, PFO | 2718478 | |
| GIMPEL, BRUCE PAUL | MEMBER OF BOARD OF DIRECTORS | 2682838 | |
| KUTNEY, CHAD WILLIAM | APPOINTED MANAGER, MEMBER BOARD OF DIRECTORS, DIRECTOR - US INSTITUTIONAL | 4229844 | |
| MEIGH, ALEXANDER DONALD | CCO AND AMLCO | 6758162 | |
| MOUNTAIN, SIMON OLIVER | MEMBER OF BOARD OF DIRECTORS | 7770385 |
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Advisor's working at RUFFER LLC
Kate Elizabeth Ambler
Alexander Donald Meigh
Chad William Kutney
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