Johnny L. Berry

ADAPTATION FINANCIAL ADVISORS

Westerville, OH 43081

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CRD#: 6751224

Professional summary

Johnny L Berry, who also goes by John Berry, Johnny L Berry II, Johnny Lee Berry, Johnny Berry, is a registered financial advisor currently at ADAPTATION FINANCIAL ADVISORS INC. located in Westerville, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Westerville, Ohio.

Johnny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Johnny has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Berry | Johnny L Berry Ii | Johnny Lee Berry | Johnny Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Johnny Berry is sole member of 5 Star Capital LLC established in January 2025, a company that holds a rental residential property, Westerville, OH. He spends approximately 1 hour per month on this business activity and none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny L Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2022 - Present

ADAPTATION FINANCIAL ADVISORS INC.

Office #1: 100 Dorchester Square Suite 102, Westerville, OH 43081

RIA

CRD#: 309192

Westerville, OH

Current

February 8, 2022 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 100 Dorchester Square Suite 102, Westerville, OH 43081

CRD#: 39543

Westerville, OH

Past

February 9, 2022 - July 11, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Westerville, OH

Past

August 1, 2019 - October 26, 2021

MORGAN STANLEY

CRD#: 149777

Columbus, OH

Past

July 23, 2019 - October 26, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Columbus, OH

Past

June 30, 2017 - May 8, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

April 11, 2017 - May 8, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/24/2023)

Florida
(2/8/2022)

Georgia
(2/8/2022)

Indiana
(2/8/2022)

Kentucky
(9/3/2024)

Ohio
(2/9/2022)

IAR

Ohio
(2/9/2022)

South Carolina
(3/10/2023)

Virginia
(3/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL | ADAPTATION FINANCIAL ADVISORS INC.

CRD#: 309192 / SEC#: 801-118982

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

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Contact information

Main Address

700 Cedar Lake Blvd, Oklahoma City, OK 73114

Mailing Address

Phone number

(972) 774-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAPTATION WRAP BROCHURE-MARCH 2025 (3/31/2025)

ADAPTATION FINANCIAL- ADV2A BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	674
AUM (Assets Under Management)	$ 217,147,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnny L. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny L Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ADAPTATION FINANCIAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2017

FINRA

Current Firm

ADAPTATION FINANCIAL ADVISORS INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPTATION FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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