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Kenneth John Kitchin

PROMETHEUM EMBER CAPITAL
NEW YORK, NY
·CRD# 6748676·9 years experience

Professional Summary

Kenneth John Kitchin, who also goes by Ken Kitchin, is a registered financial advisor currently at PROMETHEUM EMBER CAPITAL located in New York, New York and PROMETHEUM ATS located in New York, New York. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2017. Kenneth has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Kitchin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PROMETHEUM EMBER CAPITAL·CRD# 312784
BD
29 Broadway 12th Floor, New York, NY 10006
August 12, 2025 - Present
PROMETHEUM ATS·CRD# 311636
BD
29 Broadway 12th Floor, New York, NY 10006
August 12, 2025 - Present
PROFINANCIAL, INC.·CRD# 15345
BD
29 Broadway 12th Floor, New York, NY 10006
August 12, 2025 - Present
FUTU CLEARING INC·CRD# 298769
BD
Jersey City, NJ
March 10, 2025 - August 12, 2025
MOOMOO FINANCIAL INC.·CRD# 283078
BD
Jersey City, NJ
November 4, 2024 - August 12, 2025
HOLD BROTHERS CAPITAL LLC·CRD# 151864
BD
New York, NY
February 21, 2024 - November 27, 2024
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
April 27, 2023 - November 7, 2023
HOLD BROTHERS CAPITAL LLC·CRD# 151864
BD
New York, NY
November 9, 2020 - April 21, 2023
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
February 27, 2017 - November 17, 2020

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Current Firm

PI
PROFINANCIAL, INC.

COLLINS-OGDEN, INC. | PROFINANCIAL, INC. | PROFINANCIAL | OGDEN SECURITIES

CRD#: 15345 / SEC#: 8-32026
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

29 Broadway 12th Floor, New York, NY 10006

Mailing Address

29 Broadway Suite 1100, New York, NY 10006

Phone Number

(212) 333-3315

Established

Louisiana since 05/15/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PROMETHEUM INCPARENT ENTITY—
BECKERMAN, JARREDFINOP6683745
FANELLI, ROSEMARIECHIEF OPERATING OFFICER7463196
KAPLAN, BENJAMINCEO6993516
KITCHIN, KENNETH JOHNCHIEF COMPLIANCE OFFICER/AMLCO6748676

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(10/22/2025)
RR
Arizona
(10/30/2025)
RR
Arkansas
(11/4/2025)
RR
California
(10/20/2025)
RR
Colorado
(10/30/2025)
RR
Connecticut
(10/29/2025)
RR
Delaware
(10/20/2025)
RR
District of Columbia
(10/31/2025)
RR
Florida
(10/20/2025)
RR
Georgia
(10/20/2025)
RR
Hawaii
(3/11/2026)
RR
Illinois
(6/29/2026)
RR
Indiana
(10/21/2025)
RR
Iowa
(10/20/2025)
RR
Kansas
(10/21/2025)
RR
Louisiana
(10/17/2025)
RR
Maine
(10/20/2025)
RR
Maryland
(10/27/2025)
RR
Michigan
(10/21/2025)
RR
Minnesota
(10/17/2025)
RR
Mississippi
(10/21/2025)
RR
Montana
(12/12/2025)
RR
Nebraska
(10/17/2025)
RR
Nevada
(10/20/2025)
RR
New Hampshire
(11/3/2025)
RR
New Jersey
(8/12/2025)
RR
New Mexico
(10/24/2025)
RR
New York
(9/7/2025)
RR
North Carolina
(10/21/2025)
RR
North Dakota
(10/20/2025)
RR
Ohio
(10/17/2025)
RR
Oklahoma
(10/20/2025)
RR
Oregon
(11/7/2025)
RR
Pennsylvania
(10/20/2025)
RR
Puerto Rico
(10/23/2025)
RR
Rhode Island
(10/23/2025)
RR
South Carolina
(10/28/2025)
RR
South Dakota
(10/20/2025)
RR
Tennessee
(10/20/2025)
RR
Texas
(11/4/2025)
RR
Utah
(11/5/2025)
RR
Vermont
(10/21/2025)
RR
Virgin Islands
(10/22/2025)
RR
Virginia
(10/21/2025)
RR
Washington
(11/12/2025)
RR
West Virginia
(10/23/2025)
RR
Wisconsin
(10/22/2025)
RR
Wyoming
(10/20/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2022About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Aug 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jul 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Apr 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth John Kitchin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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