Keith E. Petersen
Professional summary
Keith Ernest Petersen is a registered financial professional currently at AEI SECURITIES, INC. located in St. Paul, Minnesota.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2017. Keith has worked at 1 firm and has passed the SIE, Series 99 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Ernest Petersen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2017 - Present
AEI SECURITIES, INC.
Office #1: 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101Office #2: 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 28
Date: 12/6/2018
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
AEI SECURITIES, INC.
CRD#: 6158 / SEC#: , 8-16750
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
AEI SECURITIES, INC.
CRD#: 6158St. Paul, MN 55101TRUST BUT VERIFY
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