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MN

Marni Jo Nygard

AEI SECURITIES
ST. PAUL, MN
·CRD# 6333193·12 years experience

Professional Summary

Marni Jo Nygard is a registered financial advisor currently at AEI SECURITIES, INC. located in St. Paul, Minnesota. Marni is registered as a RR (Registered Representative) and started their career in finance in 2014. Marni has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

AEI SECURITIES, INC.·CRD# 6158
BD
1. 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 551012. 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
June 30, 2014 - Present

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Current Firm

AS
AEI SECURITIES, INC.

AEI INCORPORATED | AEI SECURITIES, INC.

CRD#: 6158 / SEC#: 8-16750
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901

Mailing Address

1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901

Phone Number

(651) 227-7333

Established

Minnesota since 02/03/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AEI CAPITAL CORPORATIONHOLDING COMPANY—
BRUNO, JOHN KENNETHCCO2854977
LUSTER, CAROLINE JENNIFERFINOP6249048
NYGARD, MARNI JOCEO, PRESIDENT, & CCO6333193

Disclosures

Regulatory Event

3

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/4/2021)
RR
California
(1/4/2021)
RR
Colorado
(6/9/2026)
RR
Florida
(1/4/2021)
RR
Georgia
(3/23/2023)
RR
Idaho
(6/9/2026)
RR
Illinois
(1/4/2021)
RR
Iowa
(1/4/2021)
RR
Kansas
(8/30/2024)
RR
Kentucky
(7/6/2026)
RR
Michigan
(6/9/2026)
RR
Minnesota
(1/4/2021)
RR
Montana
(6/10/2026)
RR
Nebraska
(8/6/2024)
RR
Nevada
(6/9/2026)
RR
New Hampshire
(8/13/2026)
RR
New Jersey
(1/23/2024)
RR
New York
(6/15/2026)
RR
North Carolina
(9/9/2026)
RR
North Dakota
(4/12/2024)
RR
Ohio
(6/11/2026)
RR
Oregon
(3/6/2023)
RR
Pennsylvania
(9/21/2026)
RR
Texas
(1/4/2021)
RR
Utah
(2/10/2023)
RR
Virginia
(1/25/2024)
RR
Washington
(2/27/2023)
RR
Wisconsin
(1/4/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 2014About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed May 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Marni Jo Nygard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MN
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