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ES

Eric Sporel

WOMBAT CAPITAL MARKETS LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 6744271
ES

Professional summary

Eric Sporel, who also goes by Eric Christopher Sporel, is a registered financial professional currently at WOMBAT CAPITAL MARKETS LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2024. Eric has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Christopher Sporel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Sporel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2025 - Present

WOMBAT CAPITAL MARKETS LLC

Office #1: 370 Lexington Avenue Suite 804, New York, NY 10017
BD
CRD#: 162699
NEW YORK, NY
Past

July 1, 2024 - December 2, 2025

EQUITEQ SECURITIES LLC

BD
CRD#: 283799
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/10/2025)
RR
Massachusetts
(12/10/2025)
RR
New York
(12/10/2025)
RR
Texas
(12/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/29/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/1/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WOMBAT CAPITAL MARKETS LLC
WOMBAT CAPITAL MARKETS LLC

CRD#: 162699 / SEC#: , 8-69059

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
370 Lexington Avenue Suite 804, New York, NY 10017
Mailing Address
370 Lexington Avenue Suite 804, New York, NY 10017
Phone number
(212) 605-9956
Established
New York since 02/02/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WOMBAT WORLDWIDE GROUPSOLE MEMBER
EFREM, KATHY KHATINAFINOP3248100
MONDOLONI, JEAN-JACQUESPRESIDENT, CEO &, CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOMBAT CAPITAL MARKETS LLC

CRD#: 162699New York, NY 10017

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