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FIRM PROFILE
Overview
WOMBAT CAPITAL MARKETS LLC is located at 370 Lexington Avenue Suite 804, New York, NY 10017 and was first established at New York, New York in 02/02/2012. After operating for 14 years, WOMBAT CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WOMBAT CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. WOMBAT CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WOMBAT CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WOMBAT CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WOMBAT CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WOMBAT CAPITAL MARKETS LLC Comes From
Understanding the Statistics for WOMBAT CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
370 Lexington Avenue Suite 804, New York, NY 10017
370 Lexington Avenue Suite 804, New York, NY 10017
Small
(212) 605-9956
New York since 02/02/2012
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WOMBAT WORLDWIDE GROUP | SOLE MEMBER | ||
| EFREM, KATHY KHATINA | FINOP | 3248100 | |
| MONDOLONI, JEAN-JACQUES | PRESIDENT, CEO &, CCO |
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Advisor's working at WOMBAT CAPITAL MARKETS LLC
Avik Maewall
Jean-jacques Mondoloni
Paul Frederick Manlapig
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