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CRD#: 162699
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WOMBAT CAPITAL MARKETS LLC is located at 370 Lexington Avenue Suite 804, New York, NY 10017 and was first established at New York, New York in 02/02/2012. After operating for 14 years, WOMBAT CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WOMBAT CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. WOMBAT CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WOMBAT CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WOMBAT CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WOMBAT CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WOMBAT CAPITAL MARKETS LLC Comes From

Understanding the Statistics for WOMBAT CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
370 Lexington Avenue Suite 804, New York, NY 10017
Mailing Address
370 Lexington Avenue Suite 804, New York, NY 10017
Firm Size
Small
Phone Number
(212) 605-9956
Established
New York since 02/02/2012
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WOMBAT WORLDWIDE GROUPSOLE MEMBER
EFREM, KATHY KHATINAFINOP3248100
MONDOLONI, JEAN-JACQUESPRESIDENT, CEO &, CCO

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at WOMBAT CAPITAL MARKETS LLC

AM

Avik Maewall

RR
CRD#: 7490802
Location:
New York, NY 10017
Company:
WOMBAT CAPITAL MARKETS LLC
Disclosures:
Experience:
3 years
View Profile
JM

Jean-jacques Mondoloni

John Mondoloni
RR
CRD#: 6039947
Location:
New York, NY 10017
Company:
WOMBAT CAPITAL MARKETS LLC
Disclosures:
Experience:
13 years
View Profile
PM

Paul Frederick Manlapig

RR
CRD#: 6243957
Location:
Pasadena, CA 91101
Company:
WOMBAT CAPITAL MARKETS LLC
Disclosures:
Experience:
12 years
View Profile
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