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DS

Dylan Michael Spinelli

BARINGS SECURITIES
CHARLOTTE, NC
·CRD# 6741445·8 years experience

Professional Summary

Dylan Michael Spinelli, who also goes by Dylan M Spinelli, Dylan Spinelli, is a registered financial advisor currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina. Dylan is registered as a RR (Registered Representative) and started their career in finance in 2018. Dylan has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dylan M Spinelli, Dylan Spinelli

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

BARINGS SECURITIES LLC·CRD# 36929
BD
300 S. Tryon Street Suite 2500, Charlotte, NC 28202
October 20, 2026 - Present
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Charlotte, NC
July 11, 2025 - October 19, 2026
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
Daniel Island, SC
October 1, 2018 - October 8, 2018
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Daniel Island, SC
July 19, 2018 - October 8, 2018

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Current Firm

BS
BARINGS SECURITIES LLC

BABSON CAPITAL SECURITIES INC | BARINGS SECURITIES LLC | BABSON SECURITIES CORPORATION | BABSON CAPITAL SECURITIES LLC

CRD#: 36929 / SEC#: 8-47589
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

300 S. Tryon Street Suite 2500, Charlotte, NC 28202

Mailing Address

300 S. Tryon Street Suite 2500, Charlotte, NC 28202

Phone Number

(704) 805-7200

Established

Delaware since 01/01/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BARINGS LLCDIRECT OWNER106006
LOGAN, MELISSA GILBERTDIRECTOR8327184
MAUTE, BRIAN CPRESIDENT2929953
STOKES, RANSOM GARRIS JRFINOP8317317
TAWA, DEREK MICHAELCHIEF COMPLIANCE OFFICER3054098

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(10/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2025About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2018About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2025About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dylan Michael Spinelli's CRS (Customer Relationship Summary).

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