LJ
Lucas A. Johansen
BANKERS LIFE ADVISORY SERVICES
WATERLOO, IA 50701
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CRD#: 6735342
LJ
Professional summary
Lucas Allen Johansen, who also goes by Lucas Johansen, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Waterloo, Iowa and BANKERS LIFE SECURITIES, INC. located in Waterloo, Iowa.
Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lucas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucas Johansen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 05/31/2012 ADDRESS: 1850 W Ridgeway Ave Suite 3, Waterloo IA 50701, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Allen Johansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1850 W. Ridgeway Ave Ste 3, Waterloo, IA 50701RIA
CRD#: 281285
WATERLOO, IA
Current
March 29, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1850 W. Ridgeway Ave Suite 3, Waterloo, IA 50701BD
CRD#: 173962
Waterloo, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/26/2024)
RR
Arkansas(1/14/2022)
RR
California(1/11/2022)
RR
Georgia(10/7/2022)
RR
Illinois(8/30/2017)
RR
Iowa(6/15/2017)
IAR
Iowa(6/15/2017)
RR
Minnesota(11/14/2017)
RR
Missouri(5/4/2023)
RR
North Dakota(4/18/2022)
RR
Texas(6/11/2024)
IAR
Texas(6/11/2024)
RR
Vermont(4/21/2025)
RR
Wisconsin(12/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Waterloo, IA 50701TRUST BUT VERIFY
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