Amanda Calvillo

FORGE SECURITIES LLC

San Francisco, CA 94111

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CRD#: 6734744

Professional summary

Amanda Calvillo, who also goes by Amanda H Higgins, Amanda Higgins, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.

Amanda is registered as a RR (Registered Representative) and started their career in finance in 2017. Amanda has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Amanda H Higgins | Amanda Higgins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amanda Calvillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

FORGE SECURITIES LLC

Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111

CRD#: 134596

San Francisco, CA

Past

September 28, 2020 - May 17, 2023

ROBINHOOD SECURITIES, LLC

CRD#: 287900

Denver, CO

Past

September 28, 2020 - May 17, 2023

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Denver, CO

Past

July 10, 2017 - September 23, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

April 4, 2017 - September 23, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/15/2023)

New York
(6/15/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 12/5/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/2/2017

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FORGE SECURITIES LLC

FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES

CRD#: 134596 / SEC#: , 8-66846

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

4 Embarcadero Center Suite 1500, San Francisco, CA 94111

Mailing Address

4 Embarcadero Center Suite 1500, San Francisco, CA 94111

Phone number

(800) 279-7754

Established

Delaware since 06/03/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORGE FINANCIAL HOLDING INC	OWNER
FLAVIANI, SANDRA STEPHANIE	PFO	2831682
GRIMES, WILLIAM CHARLES	PRESIDENT & EVP, HEAD OF GLOBAL CAPITAL MARKETS	5909538
MCGRATH, SHILPI	CHIEF COMPLIANCE OFFICER	5126346
PRICE, JEVON T	POO	2948372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amanda Calvillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amanda Calvillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD SECURITIES, LLC

ROBINHOOD FINANCIAL, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2017

Series 63

Date: 4/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2017

Series 24

Date: 9/29/2022

Series 10

Date: 12/5/2017

Series 9

Date: 11/2/2017

FINRA

Current Firm

FORGE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORGE SECURITIES LLC

TRUST BUT VERIFY

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