William Charles Grimes
Professional Summary
William Charles Grimes, who also goes by Charlie Grimes, is a registered financial advisor currently at FORGE SECURITIES LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 2011. William has worked at 2 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charlie Grimes
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES
Contact Information
Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111Phone Number
(800) 279-7754Established
Delaware since 06/03/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/21/2019)
(10/10/2021)
(6/1/2020)
(10/10/2021)
(5/19/2014)
(7/18/2014)
(5/21/2014)
(10/27/2014)
(7/29/2014)
(5/21/2014)
(1/3/2019)
(10/10/2021)
(10/10/2021)
(5/19/2014)
(10/10/2021)
(10/10/2021)
(7/29/2014)
(12/20/2018)
(7/18/2014)
(10/10/2021)
(4/5/2017)
(5/21/2014)
(10/10/2021)
(1/25/2016)
(7/29/2014)
(1/3/2019)
(10/10/2021)
(10/10/2021)
(5/21/2014)
(11/4/2019)
(5/21/2014)
(10/10/2021)
(5/19/2014)
(9/17/2014)
(10/10/2021)
(7/21/2014)
(10/10/2021)
(10/10/2021)
(8/1/2016)
(10/10/2021)
(7/7/2017)
(10/10/2021)
(10/10/2021)
(10/10/2021)
(5/21/2014)
(5/10/2021)
(10/10/2021)
(10/10/2021)
(5/21/2014)
(5/21/2014)
(10/10/2021)
(10/10/2021)
(10/27/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Charles Grimes's CRS (Customer Relationship Summary).
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