Nicole M. Melwood
Professional summary
Nicole Marie Melwood, who also goes by Nicole Melwood, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in New York, New York.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2021. Nicole has worked at 1 firm and has passed the Series 63, Series 31, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Melwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2021 - Present
COMMONFUND SECURITIES, INC.
Office #1: 280 Park Ave 14 Floor, Suite 1403w, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2021)
(8/18/2021)
(11/3/2025)
(10/25/2021)
(1/9/2023)
(1/9/2023)
(1/9/2023)
(5/24/2024)
(5/24/2024)
(1/9/2023)
(1/9/2023)
(1/9/2023)
(4/2/2025)
(5/24/2024)
(8/18/2021)
(7/29/2021)
(4/2/2025)
(1/9/2023)
(8/18/2021)
(6/26/2024)
(4/2/2025)
(5/24/2024)
(11/23/2022)
(1/9/2023)
Exams
Series 7TO
Date: 6/13/2021
General Securities Representative ExaminationFINRA
Current Firm
COMMONFUND SECURITIES, INC.
CRD#: 43541 / SEC#: , 8-50337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
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