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FIRM PROFILE
Overview
COMMONFUND SECURITIES, INC. is located at 15 Old Danbury Road, Wilton, CT 06897 and was first established at Boston, Delaware in 05/30/1997. After operating for 28 years, COMMONFUND SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COMMONFUND SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. COMMONFUND SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COMMONFUND SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COMMONFUND SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COMMONFUND SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for COMMONFUND SECURITIES, INC. Comes From
Understanding the Statistics for COMMONFUND SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
15 Old Danbury Road, Wilton, CT 06897
15 Old Danbury Road, Wilton, CT 06897
Small
(203) 563-5000
Delaware since 05/30/1997
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | ||
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 | |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 | |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 | |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 | |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
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Advisor's working at COMMONFUND SECURITIES, INC.
Russell Joseph Dobransky
Michelle Ann Dimaio
Ilana Roth Roth Escandon
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