Carlos Vasconcellos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Vasconcellos, who also goes by Carlos Vasconcellos Carvalho, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 2016. Carlos had worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2023 - October 30, 2024
ANDBANC BROKERAGE, LLC
September 12, 2018 - December 29, 2025
STRIKE BRIDGE ADVISORS
December 2, 2016 - November 7, 2017
BELVEDERE CAPITAL ADVISOR CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/8/2023
General Securities Representative ExaminationCurrent Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
