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JZ

John Joseph Zeno

ANDBANC BROKERAGE
MIAMI, FL
·CRD# 2871575·18 years experience

Professional Summary

John Joseph Zeno, who also goes by John J Zeno, is a registered financial advisor currently at ANDBANC BROKERAGE, LLC located in Miami, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 52TO, SIE, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Zeno

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ANDBANC BROKERAGE, LLC·CRD# 155979
BD
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
March 22, 2023 - Present
MORA CAPITAL SECURITIES LLC·CRD# 158599
BD
Miami, FL
May 4, 2016 - March 29, 2023
HOLISTIC BROKERAGE, LLC·CRD# 46001
BD
Miami, FL
May 16, 2014 - May 16, 2016
STONEX INTERNATIONAL SECURITIES INC.·CRD# 146667
BD
Miami, FL
January 10, 2013 - June 24, 2013
ITA FINANCIAL SERVICES, LLC·CRD# 38649
BD
Miami, FL
September 7, 2011 - February 5, 2013
SOUZA BARROS SECURITIES, INC·CRD# 149032
BD
Miami, FL
April 14, 2009 - February 28, 2011

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Current Firm

AB
ANDBANC BROKERAGE, LLC

ANDBANC BROKERAGE, LLC

CRD#: 155979 / SEC#: 8-68759
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

Mailing Address

201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

Phone Number

(305) 702-1617

Established

Florida since 11/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (20 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ANDBANC WEALTH MANAGEMENT LLCOWNER / MEMBER153102
GILMAN, ROBERT CRAIGPRINCIPAL FINANCIAL OFFICER1738412
GRIBEL, CARLOS EDUARDOCEO—
ZENO, JOHN JOSEPHCCO/AMLCO2871575

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(3/22/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Zeno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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