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JD

John C. Donovan

SHERMAN & COMPANY
CHARLOTTE, NC 28210
Some features on this profile are disabled
CRD#: 6726643
JD

Professional summary

John Carl Donovan, who also goes by Jack Donovan, John Donovan, is a registered financial professional currently at SHERMAN & COMPANY LLC located in Charlotte, North Carolina.

John is registered as a RR (Registered Representative) and started their career in finance in 2017. John has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jack Donovan | John Donovan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Carl Donovan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2025 - Present

SHERMAN & COMPANY LLC

Office #1: 6302 Fairview Road Suite 309, Charlotte, NC 28210
BD
CRD#: 155575
CHARLOTTE, NC
Past

April 21, 2023 - October 14, 2025

MARSHBERRY CAPITAL, LLC.

BD
CRD#: 157384
New York, NY
Past

May 8, 2018 - March 15, 2023

HALES SECURITIES, LLC

BD
CRD#: 104415
NEW YORK, NY
Past

September 21, 2017 - April 13, 2018

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

BD
CRD#: 172729
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(11/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/21/2017
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/8/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

S&
SHERMAN & COMPANY LLC
SHERMAN & COMPANY LLC

CRD#: 155575 / SEC#: , 8-68725

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
6302 Fairview Road Suite 309, Charlotte, NC 28210
Mailing Address
6302 Fairview Road Suite 309, Charlotte, NC 28210
Phone number
(646) 321-3750
Established
North Carolina since 09/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHERMAN & COMPANY HOLDINGS, LLCOWNER
CARICO, PAMELA BEDWELLFINOP, PFO, POO5864266
SHERMAN, FREDERICK LAUGHTONCEO / CCO / PRESIDENT2357207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHERMAN & COMPANY LLC

CRD#: 155575Charlotte, NC 28210

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