Dale R. Ellwanger
Professional summary
Dale R. Ellwanger Jr., who also goes by Dale Robert Ellwanger, Dale R. Ellwanger, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Lincoln, Nebraska and BANKERS LIFE SECURITIES, INC. located in Lincoln, Nebraska.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Dale has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale R. Ellwanger Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2018 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1001 South 70th St Ste 224, Lincoln, NE 68510December 21, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1001 South 70th St Ste 224, Lincoln, NE 68510Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2019)
(1/1/2017)
(10/12/2018)
Exams
FINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Lincoln, NE 68510TRUST BUT VERIFY
Monitor Dale Ellwanger
Get automatic monthly alerts on:
