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Matthew J Butler

CRD# 6723832·Registered 2019 - 2024
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew J Butler, who also goes by Matthew Joseph Butler, Matthew Butler, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2019 - 2024. Matthew had worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Joseph Butler, Matthew Butler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ATFS MARKETS·CRD# 324119
BD
Los Angeles, CA
November 20, 2023 - April 4, 2024
TIDAL PARTNERS·CRD# 323885
BD
Palo Alto, CA
July 28, 2023 - May 8, 2024
TREE LINE CAPITAL MARKETS, LLC·CRD# 317434
BD
San Francisco, CA
September 13, 2022 - April 26, 2024
HAPI·CRD# 311868
BD
San Francisco, CA
January 27, 2022 - June 2, 2022
JAVELIN PRIVATE CAPITAL GROUP LLC·CRD# 310169
BD
New York, NY
November 18, 2021 - April 30, 2024
IVY HILL·CRD# 309499
BD
Ridgefield, CT
July 15, 2021 - July 25, 2022
UNLU SECURITIES INC.·CRD# 238786
BD
New York, NY
December 1, 2020 - April 29, 2024
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
October 28, 2019 - November 27, 2020

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Current Firm

AM
ATFS MARKETS

ATFS MARKETS | ATFS MARKETS LLC

CRD#: 324119 / SEC#: 8-71032
BD
Terminated by SEC on 04/07/2024

Contact Information

Established

Delaware since 11/05/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ATLAS FINANCIAL SERVICES, INC.SOLE MEMBER—
BUTLER, MATTHEW JFINOP, PFO, POO6723832
HEASLIP, TOBIAS FRANCISFOUNDER AND CEO5808520
MARLIN, ROSS EVANCHIEF COMPLIANCE OFFICER6931826

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2019About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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