Matthew J. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew J Butler, who also goes by Matthew Joseph Butler, Matthew Butler, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2019. Matthew had worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2023 - April 4, 2024
ATFS MARKETS
July 28, 2023 - May 8, 2024
TIDAL PARTNERS
September 13, 2022 - April 26, 2024
TREE LINE CAPITAL MARKETS, LLC
January 27, 2022 - June 2, 2022
HAPI
November 18, 2021 - April 30, 2024
JAVELIN PRIVATE CAPITAL GROUP LLC
July 15, 2021 - July 25, 2022
IVY HILL
December 1, 2020 - April 29, 2024
UNLU SECURITIES INC.
October 28, 2019 - November 27, 2020
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ATFS MARKETS
CRD#: 324119 / SEC#: , 8-71032
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
