Tobias Francis Heaslip
Professional Summary
Tobias Francis Heaslip, who also goes by Tobias Heaslip, is a registered financial advisor currently at RAINBRIDGE SECURITIES LLC located in Frisco, Texas. Tobias is registered as a RR (Registered Representative) and started their career in finance in 2011. Tobias has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tobias Heaslip
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
RAINBRIDGE SECURITIES LLC
Contact Information
Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022Phone Number
(212) 751-4422Established
New York since 09/11/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2011SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tobias Francis Heaslip's CRS (Customer Relationship Summary).
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