Christopher M. Ducharme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Ducharme was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2016. Christopher had worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2017 - May 29, 2025
PLEXUS FINANCIAL SERVICES, LLC
December 3, 2016 - May 29, 2025
PLEXUS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PLEXUS FINANCIAL SERVICES, LLC
CRD#: 153132 / SEC#: 801-81192, 8-68504
Contact information
Red Flags
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