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Christopher Michael Ducharme

CRD# 6723471·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Ducharme was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2016 - 2025. Christopher had worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PLEXUS FINANCIAL SERVICES, LLC·CRD# 153132
RIA
Deer Park, IL
March 15, 2017 - May 29, 2025
PLEXUS FINANCIAL SERVICES, LLC·CRD# 153132
BD
Deer Park, IL
December 3, 2016 - May 29, 2025

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Current Firm

PF
PLEXUS FINANCIAL SERVICES, LLC

PFS ADVISORS | PLEXUS FINANCIAL SOLUTIONS, LLC | PLEXUS FINANCIAL SOLUTIONS | PLEXUS FINANCIAL SERVIVES, LLC | PLEXUS FINANCIAL SERVICES, LLC | PLEXUS FINANCIAL SERVICES LLC | PLEXUS FINANCIAL SERVICES

CRD#: 153132 / SEC#: 801-81192, 8-68504
BD
Terminated by SEC on 05/31/2025

Contact Information

Main Address

21805 Field Parkway Suite 320, Deer Park, IL 60010

Phone Number

(847) 307-6222

Established

Illinois since 01/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

PLEXUS FINANCIAL SERVICES ADV PART 2A (4/21/2025)

Direct owners and executive officers

NamePositionCRD#
THE PLEXUS GROUPE LLCMEMBER / MANAGER—
DUCHARME, CHRISTOPHER MICHAELCHIEF EXECUTIVE OFFICER6723471
HORNE, TARA NICHOLECHIEF COMPLIANCE OFFICER6090958
KRZAK, ALEXANDER JACOBPOO6349160
SINELNIKOV, PETER SERGEYFINOP/PFO/ CFO6493208

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Concert Group, non investment related, 21805 Field Parkway, Suite 320, Deer Park, IL 60010, Insurance, Chief Operating Officer, July 2007, 160 hours, compliance and underwriting.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2016About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2018About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2016About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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