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NG

Navid Gordpour

COMMONFUND SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 6721804
NG

Professional summary


Navid Gordpour is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in New York, New York.

Navid is registered as a RR (Registered Representative) and started their career in finance in 2016. Navid has worked at 5 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Navid Gordpour's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 2, 2024 - Present

COMMONFUND SECURITIES, INC.

Office #1: 280 Park Ave 14 Floor, Suite 1403w, New York, NY 10017
BD
CRD#: 43541
New York, NY
Past

August 2, 2022 - August 14, 2023

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Jersey City, NJ
Past

June 3, 2021 - June 7, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

May 25, 2021 - June 7, 2022

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 25, 2021 - June 7, 2022

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
New York, NY
Past

May 2, 2018 - January 14, 2021

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

November 16, 2016 - January 14, 2021

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(6/26/2024)
RR
Florida
(5/2/2024)
RR
Illinois
(3/7/2025)
RR
Indiana
(11/27/2024)
RR
Iowa
(5/23/2025)
RR
Maryland
(5/23/2025)
RR
Michigan
(5/2/2024)
RR
Missouri
(5/23/2025)
RR
New York
(5/2/2024)
RR
Ohio
(5/3/2024)
RR
Pennsylvania
(5/2/2024)
RR
Wisconsin
(3/7/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/1/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 9/8/2021
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COMMONFUND SECURITIES, INC.
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.

CRD#: 43541 / SEC#: , 8-50337

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
15 Old Danbury Road, Wilton, CT 06897
Mailing Address
15 Old Danbury Road, Wilton, CT 06897
Phone number
(203) 563-5000
Established
Delaware since 05/30/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COMMONFUND HOLDING COMPANY, INC.SHAREHOLDER
BARD, NANCY KIERNANMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS1324063
CERASUOLO, VIOLETTACHIEF COMPLIANCE OFFICER5362546
DURRELL, SUSAN KERRMANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS2945336
HARITON, ANITA LYNNEPRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS4104946
SPONGBERG, JONATHAN DTREASURER5521666

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMMONFUND SECURITIES, INC.

CRD#: 43541New York, NY 10017

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