AA
Anthony J. Allen
ANDINA FAMILY OFFICES
Providence, UT 84332
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CRD#: 6718486
AA
Professional summary
Anthony Jase Allen is a registered financial advisor currently at ANDINA FAMILY OFFICES located in Providence, Utah.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Anthony has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Allen Generations LLC; Non-Investment Related;44 E Center St. Logan, UT 84321; Real Estate Holding Company; Manager/Owner; 12/27/2018; 4 hours per month, 3 hours per month during trading 2. Allen Brothers Enterprises LLC; Non-Investment Related; 44 E Center St., Logan UT 84321; Real Estate holding Company; Manager/Owner; 1/1/2017; 4 hours per month; 3 hours per month during trading 3. Crown Estate Holdings LLC; Non-Investment Related; 44 E Center St., Logan, UT 84321; Real Estate Holding Company; Manager/Owner; 1/17/2017; 4 hours per month, 3 hours per month during trading 4. Allen-Hall Mortuary, Inc.; Non-Investment Related; 32 E Center St., Logan UT 84321; Funeral Home; Funeral Director/VP/Shareholder; 136 hours per month, 128 hours per month during trading. 5. Jack's Tire and Oil, Inc.; Non-Investment Related; 1795 N Main, Logan, UT 84341; Tire Dealer; Board Member/Shareholder; 8 hours per month, 6 hours per month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Jase Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2022 - Present
ANDINA FAMILY OFFICES
Office #1: 530 W 465 N Suite 707, Providence, UT 84332RIA
CRD#: 151762
Providence, UT
Past
May 6, 2020 - June 2, 2022
CORE CAPITAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 307220
PROVIDENCE, UT
Past
October 10, 2017 - May 5, 2020
ADAMS WEALTH ADVISORS
RIA
CRD#: 286087
LOGAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ANDINA FAMILY OFFICES
ALBION CAPITAL MANAGEMENT, LLC | ANDINA FAMILY OFFICES | ANDINA CAPITAL MANAGEMENT, LLC | ANDINA ADVISORS
CRD#: 151762 / SEC#: 801-80633
RIA
Registered Investment Advisory firm - (12/5/2014 Approved)California
Registered Investment Advisory firm - (1/14/2015 Terminated)Utah
Registered Investment Advisory firm - (12/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(4/5/2022)
Current Firm
AF
ANDINA FAMILY OFFICES
ALBION CAPITAL MANAGEMENT, LLC | ANDINA FAMILY OFFICES | ANDINA CAPITAL MANAGEMENT, LLC | ANDINA ADVISORS
CRD#: 151762 / SEC#: 801-80633
RIA
Registered Investment Advisory firm - (12/5/2014 Approved)California
Registered Investment Advisory firm - (1/14/2015 Terminated)Utah
Registered Investment Advisory firm - (12/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Thanksgiving Business Park 2600 Executive Parkway, Suite 451, Lehi, UT 84043
Mailing Address
Phone number
(801) 653-0564
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,341 |
| AUM (Assets Under Management) | $ 1,016,634,723 |
Red Flags
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