JG
Jaclyn R. Gantz
AMG FUNDS LLC
Stamford, CT 06901
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CRD#: 6718237
JG
Professional summary
Jaclyn Rose Gantz is a registered financial advisor currently at AMG FUNDS LLC located in Stamford, Connecticut and AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Jaclyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jaclyn has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jaclyn Rose Gantz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
AMG FUNDS LLC
Office #1: 680 Washington Boulevard Suite 500, Stamford, CT 06901RIA
CRD#: 153456
Stamford, CT
Current
October 29, 2024 - Present
AMG DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901BD
CRD#: 27314
Stamford, CT
Past
April 20, 2020 - October 23, 2024
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
September 5, 2017 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
RIA
CRD#: 152237
PHILADELPHIA, PA
Past
April 19, 2017 - October 23, 2024
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMG FUNDS LLC
AMG DISTRIBUTORS | MANAGERS INVESTMENT GROUP LLC | AMG WEALTH | AMG FUNDS LLC | AMG FUNDS
CRD#: 153456 / SEC#: 801-56365
RIA
Registered Investment Advisory firm - (3/30/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2024)
RR
Alaska(10/29/2024)
RR
Arizona(10/29/2024)
RR
Arkansas(10/29/2024)
RR
California(10/29/2024)
RR
Colorado(10/29/2024)
RR
Connecticut(10/29/2024)
IAR
Connecticut(7/8/2025)
RR
Delaware(10/29/2024)
RR
District of Columbia(10/29/2024)
RR
Florida(10/29/2024)
RR
Georgia(10/29/2024)
RR
Hawaii(10/29/2024)
RR
Idaho(10/29/2024)
RR
Illinois(10/29/2024)
RR
Indiana(10/29/2024)
RR
Iowa(10/29/2024)
RR
Kansas(10/29/2024)
RR
Kentucky(10/29/2024)
RR
Louisiana(10/29/2024)
RR
Maine(10/29/2024)
RR
Maryland(10/29/2024)
RR
Massachusetts(10/29/2024)
RR
Michigan(10/29/2024)
RR
Minnesota(10/29/2024)
RR
Mississippi(10/29/2024)
RR
Missouri(10/29/2024)
RR
Montana(10/29/2024)
RR
Nebraska(10/29/2024)
RR
Nevada(10/29/2024)
RR
New Hampshire(10/29/2024)
RR
New Jersey(10/29/2024)
RR
New Mexico(10/29/2024)
RR
New York(10/29/2024)
RR
North Carolina(10/29/2024)
RR
North Dakota(10/29/2024)
RR
Ohio(10/29/2024)
RR
Oklahoma(10/29/2024)
RR
Oregon(10/29/2024)
RR
Pennsylvania(10/29/2024)
RR
Puerto Rico(10/29/2024)
RR
Rhode Island(10/29/2024)
RR
South Carolina(10/29/2024)
RR
South Dakota(10/29/2024)
RR
Tennessee(10/29/2024)
RR
Texas(10/29/2024)
RR
Utah(10/29/2024)
RR
Vermont(10/29/2024)
RR
Virgin Islands(10/29/2024)
RR
Virginia(10/29/2024)
RR
Washington(10/29/2024)
RR
West Virginia(10/29/2024)
RR
Wisconsin(10/29/2024)
RR
Wyoming(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AMG FUNDS LLC
AMG DISTRIBUTORS | MANAGERS INVESTMENT GROUP LLC | AMG WEALTH | AMG FUNDS LLC | AMG FUNDS
CRD#: 153456 / SEC#: 801-56365
RIA
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Contact information
Main Address
680 Washington Boulevard Suite 500, Stamford, CT 06901
Mailing Address
Phone number
(203) 299-3500
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 19,032,293,298 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
