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Roseann Panarello

G.RESEARCH
RYE, NY
·CRD# 67176·52 years experience

Professional Summary

Roseann Panarello, who also goes by Roseann Dibona, is a registered financial advisor currently at G.RESEARCH, LLC located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York. Roseann is registered as a RR (Registered Representative) and started their career in finance in 1974. Roseann has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Roseann Dibona

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

G.RESEARCH, LLC·CRD# 7353
BD
One Corporate Center, Rye, NY 10580-1435
February 28, 1977 - Present
G.DISTRIBUTORS, LLC·CRD# 155071
BD
One Corporate Center, Rye, NY 10580
June 24, 2015 - Present
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
November 11, 1976 - February 20, 1977
FIRST MANHATTAN SECURITIES LLC·CRD# 1845
BD
April 10, 1974 - July 8, 1976

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Current Firm

GL
G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone Number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC—
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/6/2013)
RR
Alaska
(11/6/2013)
RR
Arizona
(7/6/1994)
RR
Arkansas
(11/6/2013)
RR
California
(3/24/1984)
RR
Colorado
(6/11/2013)
RR
Connecticut
(1/3/2006)
RR
Delaware
(7/9/2012)
RR
District of Columbia
(3/19/1987)
RR
Florida
(6/27/1991)
RR
Georgia
(3/31/2010)
RR
Hawaii
(11/6/2013)
RR
Idaho
(11/6/2013)
RR
Illinois
(11/16/1983)
RR
Indiana
(1/3/2006)
RR
Iowa
(11/6/2013)
RR
Kansas
(3/31/2010)
RR
Kentucky
(11/6/2013)
RR
Louisiana
(1/3/2006)
RR
Maine
(2/19/2013)
RR
Maryland
(7/1/1994)
RR
Massachusetts
(1/3/2006)
RR
Michigan
(2/18/1987)
RR
Minnesota
(1/3/2006)
RR
Mississippi
(10/15/2009)
RR
Missouri
(2/20/1987)
RR
Montana
(11/6/2013)
RR
Nebraska
(11/6/2013)
RR
Nevada
(1/3/2006)
RR
New Hampshire
(1/3/2006)
RR
New Jersey
(8/24/1983)
RR
New Mexico
(11/6/2013)
RR
New York
(9/9/1981)
RR
North Carolina
(8/3/2006)
RR
North Dakota
(2/21/2006)
RR
Ohio
(1/29/1991)
RR
Oklahoma
(1/3/2006)
RR
Oregon
(6/26/1987)
RR
Pennsylvania
(11/18/2005)
RR
Puerto Rico
(11/6/2013)
RR
Rhode Island
(1/3/2006)
RR
South Carolina
(5/3/2007)
RR
South Dakota
(11/6/2013)
RR
Tennessee
(11/6/2013)
RR
Texas
(8/7/1985)
RR
Utah
(8/10/2010)
RR
Vermont
(11/1/2013)
RR
Virgin Islands
(11/6/2013)
RR
Virginia
(3/23/1995)
RR
Washington
(11/6/2013)
RR
West Virginia
(11/6/2013)
RR
Wisconsin
(1/3/2006)
RR
Wyoming
(6/17/1987)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1974
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Roseann Panarello's CRS (Customer Relationship Summary).

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