XC
Xiao Che
WALLEYE TRADING LLC
Stamford, CT 06902
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CRD#: 6712517
XC
Professional summary
Xiao Che is a registered financial professional currently at WALLEYE TRADING LLC located in Stamford, Connecticut.
Xiao is registered as a RR (Registered Representative) and started their career in finance in 2025. Xiao has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Xiao Che's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2025 - Present
WALLEYE TRADING LLC
Office #1: 200 First Stamford Place Suite 205, Stamford, CT 06902BD
CRD#: 136196
Stamford, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 12/27/2024
Securities Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
