Thomas J. Kosinski
Professional summary
Thomas James Kosinski, who also goes by Thomas J Kosinski, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Burlington, Massachusetts.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2019. Thomas has worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas James Kosinski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
ETC BROKERAGE SERVICES, LLC
August 1, 2023 - March 25, 2025
CITIZENS JMP SECURITIES, LLC
June 25, 2019 - August 1, 2023
CITIZENS CAPITAL MARKETS
January 19, 2019 - April 3, 2019
STATE STREET GLOBAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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